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Compliance (Sales and Marketing) - Broker Dealer
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Not Disclosed
Salary: The salary on offer is at...
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Boston, MA, 02110 |
29 Aug |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
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Compliance Manager
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Commerzbank
Salary: not disclosed
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USA-NY-New York City |
29 Aug |
| See job description below |
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Compliance Associate
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Street Advisor Group
Salary: Very Competitive
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New York City, NY |
29 Aug |
| Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance Associate role... |
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Compliance Officer
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Not Disclosed
Salary: Salary plus Bonus
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Conshohocken, PA, 19428 |
28 Aug |
| The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administra... |
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Account Support Executive
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Macquarie Holdings
Salary: Excellent compensation fo...
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New York City, NY |
28 Aug |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Portfolio Compliance Analyst
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BlackRock Inc.
Salary: not disclosed
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USA-DE-Delaware |
28 Aug |
| See job description below |
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Mandatory Corporate Actions Associate
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Morgan Stanley
Salary: not disclosed
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USA-NJ-Jersey City |
28 Aug |
| See job description below |
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AML Associate - ISG Division
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
28 Aug |
| See job description below |
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GWM/Retail Compliance Associate
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Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
28 Aug |
| See job description below |
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Vice President, Hedge Fund Compliance Officer
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Morgan Stanley
Salary: not disclosed
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USA-CT-Greenwich |
28 Aug |
| See job description below |
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PWM Senior Compliance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
28 Aug |
| See job description below |
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Commodity Compliance Coverage
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
28 Aug |
| See job description below |
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Senior Commodity Compliance Coverage - Oil Liquids
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
28 Aug |
| See job description below |
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Employment Attorney
|
Credit Suisse
Salary: not disclosed
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USA-NY-New York City |
28 Aug |
| See job description below |
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Compliance Officer
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Robert Half International
Salary: $65,000-$90,000 and incen...
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Lisle, IL, 60532 |
27 Aug |
| Our client, being a privately-held financial services company, has the ability to offer unique investment solutions for finan... |
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Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
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Northwest Integrators LLC
Salary: Highly competitive (Base...
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Stamford, CT |
27 Aug |
| We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation... |
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Compliance Associate
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Not Disclosed
Salary: Market Rate
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San Francisco, CA, 94105 |
27 Aug |
| The primary responsibility of the Compliance position is to ensure that MCM is in compliance with the rules and regulations o... |
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Compliance Manager
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Legend Global Search, Inc...
Salary: $140 + 20% Bonus
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New York, NY, 10036 |
27 Aug |
| Compliance Manager - Banking, IT |
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Legal and Regulatory Counsel
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Pacific Alternative Asset...
Salary: Competitive Base Salary +...
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Irvine, CA, 92612 |
27 Aug |
| Leading West Coast-based fund of hedge funds seeks addition to its legal team. |
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Sr. Compliance Officer, Risk Management and Training Development (R5224)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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New York, NY |
27 Aug |
| Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Risk Manageme... |
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Senior Compliance Analyst
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Not Disclosed
Salary: Commensurate with experie...
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New York City, NY |
27 Aug |
| An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experience. |
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VP - Hedge Fund/Private Equity Structuring
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Not Disclosed
Salary: Competitive
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New York City, NY |
27 Aug |
| Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The position is with... |
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Audit and Transaction Services - USA!
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Global Ambition
Salary: EUR70000 - EUR120000 per...
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USA-NY-New York City |
27 Aug |
| Are you an Australian citizen and Accountant looking for an incredible overseas adventure? Read on to find out why YOU are th... |
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Investment Advisor Attorney
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Barker & Gilmore, LLC
Salary: Base + Bonus
|
Boston, MA |
27 Aug |
| Our client, one of the largest and most successful financial institutions in the United States, seeks a senior investment man... |
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Senior Compliance Officer
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Metropolitan West Asset M...
Salary: Competitive
|
Los Angeles, CA |
26 Aug |
| The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a... |
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Top Tier Law Firm seek Investment Management Associate
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The Boldon Group
Salary: Excellent
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San Francisco, CA |
26 Aug |
| Our client is one of the largest law firms in the U.S.; known for a cordial work environment, great benefits, and diversity h... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
|
San Francisco, CA, 94101 |
26 Aug |
| Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag... |
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ISDA Negotiator- Take Control of Your Future
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The Boldon Group
Salary: Excellent
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Manhattan, NY, 10036 |
26 Aug |
| Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a company with a... |
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Sr. Compliance Analyst
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Highland Capital Manageme...
Salary: market
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Dallas, TX, 75240 |
26 Aug |
| Top Hedge Fund seeks experienced compliance candidate to join legal/compliance team |
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Compliance Manager
|
Highland Capital Manageme...
Salary: competitive
|
Dallas, TX, 75240 |
26 Aug |
| Top tier alternative asset management firm seeks experience compliance manager to join prestigious in-house legal team |
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